Module 01
Regulation & the fiduciary standard
Weeks 1–4
The Investment Advisers Act of 1940, state and federal registration, Form ADV and Form CRS, the marketing rule, custody, books and records, and what fiduciary duty means in a real client file.
Professional program
The Adviser Internship
A structured program for people who want to manage money professionally — securities law, portfolio construction, client work and Series 65 preparation, taught from inside a working advisory practice.
- Duration
- 16 weeks
- Format
- Live online + recorded campus
- Cohort size
- Limited to 12
- Language
- English & Spanish
Who it is for
Ambition is the only prerequisite
Career changers
Professionals moving into investment advice who need the regulatory foundation and the exam behind them.
Junior advisers
Advisers already licensed who want a portfolio-management education to go with the licence.
Serious private investors
Investors managing family capital who want to do it with an institutional process.
Curriculum
Four modules, sixteen weeks
Module 02
Markets, instruments & valuation
Weeks 5–8
Equities, fixed income, funds and derivatives; how each instrument actually behaves in a portfolio; valuation frameworks and the arithmetic of risk and return.
Module 03
Portfolio construction & risk
Weeks 9–12
Writing an Investment Policy Statement, position sizing against a risk budget, correlation and drawdown, rebalancing discipline, and tax-aware implementation.
Module 04
Client practice & Series 65
Weeks 13–16
Discovery conversations, suitability, disclosure, reporting and difficult client moments — plus intensive Series 65 preparation with full-length practice exams.
What you get
Included in the program
- 16 live sessions with the portfolio manager
- Lifetime access to the recorded campus
- Series 65 question bank and full-length mock exams
- Templates: IPS, discovery questionnaire, client review pack
- Case work reviewed individually
- Certificate of completion issued by the firm
The program is educational. It does not confer a license, is not affiliated with or endorsed by NASAA or FINRA, and does not guarantee employment or a passing exam result.
Applications
Apply for the next cohort
Tell us where you are today and what you want to be doing in two years. We read every application and reply to all of them.